Dutch investment advisors’ perceptions towards the MiFID II directive

Purpose: The Markets in Financial Instruments Directive (MiFID) II directive was enforced in the EU in January 2018. While EU-member states implemented this directive in their national legislation, investment firms are still enforcing compliance. With the purpose of “investor protection”, the purpose of this study is to investigate the effectiveness of transparency, suitability, warning and information requirements. How do investment advisers view and embrace these MiFID II requirements? Are differences evident within this group of professionals? Design/methodology/approach: In total, 267 Dutc... Mehr ...

Verfasser: Loonen, Tom
Dokumenttyp: Artikel
Erscheinungsdatum: 2020
Reihe/Periodikum: Loonen , T 2020 , ' Dutch investment advisors’ perceptions towards the MiFID II directive ' , Journal of Financial Regulation and Compliance , vol. 29 , no. 2 , pp. 202-217 . https://doi.org/10.1108/JFRC-03-2020-0023
Schlagwörter: effectiveness / Implementation / investment advice / investment advisors / legislation / MiFID
Sprache: Englisch
Permalink: https://search.fid-benelux.de/Record/base-29046539
Datenquelle: BASE; Originalkatalog
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Link(s) : https://research.vu.nl/en/publications/47122310-0d40-4e46-b0ef-7d2fab795960